A Strategic Collaboration Between SRP Investment Advisors and Procyon Partners, LLC. Assets held within a captive insurance company must be managed with more than just investment returns in mind. These funds are subject to a unique regulatory environment. Unlike traditional portfolios, captive assets demand precise alignment with insurance law, actuarial data, and long-term strategic goals.
Investment Advisory for Captive Insurance Companies
Precision Investing for Captive Insurance Company Assets
Specialized Oversight and Asset Management—Tailored for Captive Compliance and Growth
- Strict liquidity and reserve requirements
- Statutory constraints on asset types and risk levels
- A mandated Investment Policy Statement (IPS) filed with the state of domicile
- Regular oversight from insurance regulators and the captive’s board
Managing a captive’s portfolio isn’t about chasing performance, it’s about balancing risk, regulation, and return within an insurance framework.
At SRP IA, we have years of experience overseeing captive structures, coordinating with:
- Captive managers
- Actuaries and legal counsel
- State insurance departments
- Investment managers like Procyon Partners
Every portfolio is custom-built and IPS-aligned, reflecting the unique needs of the captive and the standards of its domicile.
SRP Investment Advisors (SRP IA) works in close partnership with Procyon Partners, LLC www.procyon.net to deliver comprehensive captive asset management. Together, we offer a dual-layered solution:
- Procyon Partners handles the day-to-day portfolio management, executing on investment strategy, market positioning, and performance monitoring.
- SRP IA serves as the strategic oversight and compliance partner, ensuring all investments adhere to the captive’s IPS and are fully compliant with the requirements of the captive’s state of domicile.
This integrated approach ensures that your captive’s assets are not only optimized for performance—but also protected from regulatory risk.
Understanding Captive Asset Classifications:
Reserves vs. Surplus
Held to meet future insurance claims, reserves must be:
- Highly liquid and conservative
- Focused on capital preservation
- In strict compliance with state insurance guidelines
Managed to protect claim-paying ability and satisfy statutory obligations
Assets beyond required reserves can be invested more flexibly for growth, subject to IPS and domicile regulations. Surplus assets may include:
- Equities and balanced portfolios
- Diversified fixed income
- Alternative or private market assets (when permitted)
Managed to enhance long-term capital efficiency and return potential
Every captive insurance company must maintain and file an Investment Policy Statement (IPS) with its state of domicile. The IPS:
- Sets guidelines for asset allocation, duration, liquidity, and risk
- Defines what can and cannot be invested in
- Is enforceable by insurance regulators and reviewed annually
- Serves as the blueprint for both investment managers and oversight partners
SRP IA helps ensure that your IPS is not only compliant—but practical, strategic, and aligned with your captive’s long-term goals.
This partnership brings together two industry leaders to deliver performance, compliance, and confidence:
- Procyon Partners, LLC brings institutional-grade investment expertise and day-to-day portfolio management.
- SRP IA ensures all investment activity is IPS-compliant, regulator-ready, and strategically aligned.
- Together, we offer a seamless experience for the board, the captive manager, and the regulator.
Let’s Optimize Your Captive’s Investment Strategy
At SRP Investment Advisors, we help captives unlock the full value of their capital while safeguarding against compliance and operational risks. By partnering with Procyon Partners, we ensure that every asset—reserve or surplus—is thoughtfully and professionally managed.